Three Methods to Test if Your Brochure Meets the New Plain Language Narrative Requirements for Form ADV, Part II

From: Investment Adviser Association Newsletter by Dr. Deborah S. Bosley – Advisers are concerned about the new requirements for plain language narratives in their brochure. They worry about added expenses, the time spent on compliance, what plain language is, etc. Meeting the requirements provides advisers a chance to build relationships with clients and prospects, and quell the public’s feeling that the financial services industry provides more doubletalk than straight talk. Although Read more […]